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Spreadex

Compliance

Department

Compliance

Mission Statement

Get Your Questions Answered

  • The Compliance Department has sub-teams that specialise in specific areas of compliance work types, Sports Compliance, Financials Compliance, and Anti Money Laundering and KYC monitoring.

    The team conducts internal account reviews, risk assessments, handles relevant business and customer queries, complaints, internal monitoring and auditing, amongst various other work types in relation to upholding our internal policies and regulatory requirements.

  • Spreadex provides numerous courses on our online training hub, and, where relevant to the role, has supported individuals in the completion of personal qualifications.

  • A high standard of; communication skills (oral and written), integrity, attention to detail, analytical thinking, and business acumen. The environment can be fast-paced, so time management and the ability to effectively prioritise are also important.

    Members of the team are expected to carry out continuous learning and to be adaptable and flexible to changes in compliance regulations, internal procedures, and the business environment.

  • The team is supportive and has a strong sense of teamwork. Whilst the team collaborates to ensure the department is achieving its goals, there is also a culture of individual accountability in ensuring tasks are completed to a high standard.